Must Have Technical/Functional Skills
- Perform control testing in accordance with:
- Internal Control Testing Standards
- Front Line Control Testing Program SOP
- Documented test procedures and desktop instructions
- Execute Design Effectiveness (DE) and Operating Effectiveness (OE) testing for controls in scope.
- Perform walkthroughs, sample selection, and evidence validation aligned to control frequency and risk.
- Collect, analyze, and validate control documentation and supporting evidence.
- Assess whether controls are designed appropriately to mitigate identified risks.
- Evaluate sufficiency and appropriateness of evidence using inspection, observation, and re-performance techniques.
- Document test results, issues, and observations in the designated Controls Testing platform.
- Work closely with Business SMEs, Risk, Compliance, and Audit teams.
- Participate in discussions related to regulatory expectations and governance forums.
- Support audit and regulatory inquiries by providing testing artifacts and explanations.
Roles & Responsibilities
- 5 - 8+ years of experience in:
o Controls Testing
o Internal Audit
o Risk & Compliance
o SOX / ITGC / Operational Risk environments
- Core Competencies
- Strong understanding of:
- Control Design & Operating Effectiveness testing
- Line of Defense (1LoD / 2LoD / 3LoD) models
- Regulatory and audit expectations
- Ability to interpret policies, procedures, and risk/control matrices (RCMs).
- Strong documentation and analytical skills
TCS Employee Benefits Summary:
Discretionary Annual Incentive.
Comprehensive Medical Coverage: Medical & Health, Dental & Vision, Disability Planning & Insurance, Pet Insurance Plans.
Family Support: Maternal & Parental Leaves.
Insurance Options: Auto & Home Insurance, Identity Theft Protection.
Convenience & Professional Growth: Commuter Benefits & Certification & Training Reimbursement.
Time Off: Vacation, Time Off, Sick Leave & Holidays.
Legal & Financial Assistance: Legal Assistance, 401K Plan, Performance Bonus, College Fund, Student Loan Refinancing.
Salary Range: $100,000 - $120,000 a year