["Regulatory Reporting Analyst","Regulatory Reporting Analyst"]

Regulatory Reporting Analyst

The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental filings, oversight of technology supporting regulatory filings, identification and implementation of automation opportunities, and administering data standards. Regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary Authority of Singapore (MAS), Financial Conduct Authority (FCA), Securities and Futures Commission (SFC), and Kanto Finance Bureau (KFB).

Assist with building and scaling the firm's regulatory reporting controls and processes to ensure timely, accurate, and auditable filings

Lead preparation, validation, and submission support for regulatory filings to U.S. and international securities and derivatives regulators

Develop and execute data reconciliations, position and transaction monitoring checks, and exception investigations to maintain reporting accuracy

Partner with compliance, legal, finance, risk, technology, and trading teams to document requirements, map workflows, and create control evidence

Develop automated solutions and reporting tools by working with technologists and leveraging data tools to reduce manual effort and increase reliability

Maintain and enhance regulatory reporting databases, documentation, and submission trackers to support auditability and process transparency

Respond to regulatory inquiries and produce clear, data-driven analyses and responses for internal and external stakeholders

Analyze upcoming regulatory changes, assess operational impact, and translate requirements into practical process changes

Own assigned projects and process improvements, deliver results on deadlines, and build subject-matter expertise in regulatory reporting

0-2 years of professional experience in regulatory reporting, operations, compliance, accounting, or a related function at a financial institution

Bachelor's degree in finance, accounting, economics, business, data analytics, or a related field

Proficiency in Microsoft Excel, including formulas, pivot tables, and data manipulation

Strong attention to detail, with a highly organized and process-driven approach to work

Demonstrated analytical and problem-solving skills with the ability to reconcile complex data sets

Excellent written and verbal communication skills, and the ability to partner effectively across multiple teams

Commitment to the highest ethical standards

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

Fully-paid health care benefits

Generous parental and family leave policies

Volunteer opportunities

Support for employee-led affinity groups representing women, people of color and the LGBT+ community

Mental and physical wellness programs

Tuition assistance

A 401(k) savings program with an employer match and more