Wealth Management Supervision Lead

3M Healthcare

Cleveland, OH

JOB DETAILS
SKILLS
Financial Compliance, Financial Regulations, Hubs, Legal Support Skills, Maintain Compliance, Mentoring, Risk, Risk Management, Team Lead/Manager, Wealth Management
LOCATION
Cleveland, OH
POSTED
3 days ago

PNC is seeking a Supervision Supervisor within Wealth Management to lead a team that monitors regulatory compliance for Financial Advisors. This role involves structuring escalations, mentoring staff, and coordinating with Legal, Risk, and Compliance teams to uphold firm standards.The position requires a Bachelor's degree and 3+ years of industry experience, with a focus on risk management and product knowledge. In-office work model with opportunities across multiple hubs is described.#J-18808-Ljbffr

About the Company

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3M Healthcare