Securities & derivaives Analyst

Artech LLC

Tampa, FL

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JOB DETAILS

SKILLS

Analysis Skills, Banking Services, Business Analysis, Business Practices, Contract Processing, Data Processing, Derivatives, Finance, Investment Analysis, Investment Funds, Maintain Compliance, Mutual Funds, Order Processing, Policy Development, Process Analysis, Reconciliation, Regulations, Regulatory Compliance, Returns Processing, Risk Analysis, Risk Management, Sales Management, Securities, Transaction Processing/Management

LOCATION

Tampa, FL

POSTED

17 days ago

Job Title: Securities & derivaives Analyst
Duration: 5+ Months
Location: Tampa, FL (Hybrid)

The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
Responsibilities:
Reconciliation of accounts managed by the Securities & Derivatives area
Serve as analytical or procedural expert for securities processing deliverables/initiatives
Minimize risk to the bank by monitoring errors and suggesting solutions that reduce errors, and ensure adherence to audit and control policies
Monitor, analyze and evaluate processes and data to ensure the accuracy and quality of completed settlement tasks
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Banking, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgement regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Lead Projects and Initiatives
Support Sec Finance Trading Desk with Trade Corrections, Trade Recalls, Return Processing, and Contract Compare
Provide Cash Investment Support for Money Market Fund, Time Deposit, Repo, and Mutual Fund investment processing
Contribute to the creation of customized reporting used to present information to management
Support implementation of securities processing improvements
Assist with identifying policy gaps and formulating policies that streamline related work processed
Provide informal guidance or on the job training to lower level/new securities processing team members when required

Securities & derivaives Analyst

Artech LLC

Tampa, FL

About the Company

Artech LLC

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