The Staff Accountant supports daily accounting, regulatory reporting, and financial statement preparation for a FINRA-registered broker-dealer.
Monday - Friday, 5 days in the office 8:30-5:00
Pay: depends on experience
Reports To: Controller / Accounting Manager
Position Summary
The Staff Accountant is responsible for supporting the day-to-day accounting and financial
reporting functions of a FINRA-registered broker-dealer. This role assists with maintaining
accurate financial records, preparing regulatory and management reporting, performing
account reconciliations, and ensuring compliance with SEC, FINRA, and GAAP
requirements. The Staff Accountant works closely with operations, compliance, treasury,
and external auditors to support the firms financial integrity and regulatory obligations
Key Responsibilities
Prepare journal entries, maintain general ledger, and perform month-end close activities.
Reconcile accounts, analyze variances, and assist with accounts payable and fixed assets.
Support regulatory filings, including FOCUS reports, and ensure SEC and FINRA compliance.
Assist in financial statement preparation, management reports, and budgeting.
Support audits, internal controls, and process improvements.
Qualifications
Bachelors in Accounting or finance, 2-5 years experience, preferably in financial services.
Knowledge of U.S. GAAP, reconciliations, and regulatory rules.
Proficiency in Excel, strong analytical and organizational skills.
Preferred: experience with FINRA broker-dealers, SEC rules, and securities transactions.
Key Competencies
Attention to detail, regulatory awareness, and teamwork.
Critical thinking, time management, and integrity.
Physical & Compensation
Work involves extended computer use and meeting deadlines.
Compensation is competitive, with benefits including health, retirement, and development.
About the Company
A
Avery Partners, LLC
We offer recruitment services through your growth cycle, job service support to displaced talent, and consulting and staffing evaluation and recommendations for restructuring your employees during any phase of your organization’s transition. We believe it is important to constantly be evaluating your employee’s goals, as well as their satisfaction and long term career objectives, to ensure that they are aligned with those of your organization.
Outsourcing Staffing
Avery Partners Healthcare provides expertise from over 20 years of direct Hospital and Physician experience. We provide outsourcing for your clinical services personnel including Locum Tenens, Travelers, Temporary or Direct Hire.
Healthcare Business Services
Avery Partners provides a suite of business services specifically aligned with the unique requirements of Healthcare providers. We have national capabilities and years of experience solving problems for our clients. We can reduce cost, eliminate hassle, increase service levels and add value to each area of your business.Whether you need us to take on a project, outsource completely or just add the right people to your team, our focus is always on helping you reach your goals.