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Regulatory Reporting Director – US FinTech

MastarRec

SF Bay Area, NY

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JOB DETAILS
SKILLS
Asset Management, Bank Management, Brokerage, Change Control, Finance, Financial Control, Financial Services, Head of Finance, Leadership, Legal, Machine Tool, Reconciliation, Regulations, Regulatory Reports, Reporting Skills, Risk, Support Documentation, Theater, Time Management
LOCATION
SF Bay Area, NY
POSTED
9 days ago

Regulatory Reporting Director – US FinTech

Job Category: Financial Technology (FinTech)
Job Type: Full Time
Job Location: Austin, CA,CT, FL, IL, MA, NC, NJ, NY, SF Bay Area

Location: United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).

Reports to: CCO / CFO / General Counsel (depending on reporting obligations).

Role Overview

The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.

Compensation Guidance

Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.

About MastarRec

MastarRec is a boutique executive search partner supporting regulated organisations across the UK and United States. Apply (Confidentially): Submit CV via MastarRec.

All applications handled confidentially. https://mastarrec.com/submit-your-cv/


Requirements


Required Experience

  • 7–12 years regulatory reporting experience within financial services, broker-dealer, asset management, banking, or FinTech.
  • Strong understanding of reporting controls, data governance, and regulatory deadlines.
  • Proven ability to run complex reporting programs with multiple stakeholders.

Preferred Background

  • SEC/FINRA reporting exposure (where applicable), or experience with partner-bank reporting obligations.
  • Background in controllership, financial controls, or compliance governance.




Benefits


Key Responsibilities

  • Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
  • Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
  • Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
  • Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
  • Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.




About the Company

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