Brokerage, Budget Management, Budgeting, Cost Control, Cost Forecasting, Cross-Functional, Financial Regulations, Financial Risk Management, Financial Services, Global Financial Markets, Maintain Compliance, Problem Solving Skills, Project Control, Project Lifecycle, Project/Program Management, Regulations, Regulatory Requirements, Securities and Exchange Commission (SEC), Team Lead/Manager, Team Player
The Regulatory Project Manager leads end-to-end delivery of an SEC Rule 15c3-3 implementation, ensuring compliance, governance, and budget control. The Regulatory Project Manager drives structured execution across stakeholders, adapting to evolving regulatory requirements and ensuring sustainable outcomes.
Client Details
The client is a global financial services firm based in New York, with a hybrid working model requiring regular onsite presence 3 days a week.
Candidate must be local to NYC for onsite interviews.
Description
Key responsibilities:
- Own full lifecycle project delivery for SEC Rule 15c3-3 implementation.
- Define scope, governance, and structure with key stakeholders.
- Coordinate business, compliance, and technology teams effectively.
- Track budget, forecast costs, and manage financial risks.
- Ensure smooth transition to BAU and post-implementation monitoring.
Profile
Candidate must have prior experience working wtihin Financial Services for Regulatory projects as a Project Manager.
- 10+ years of regulatory project management experience.
- Strong knowledge of SEC regulations and broker-dealer compliance.
- Proven stakeholder management across cross-functional teams.
- Highly structured thinker with strong problem-solving ability.
- Comfortable working under pressure in fast-paced environments.
Job Offer
- Competitive hourly rate between $95 and $125 per hour on a W2 basis, dependent on experience.
- Ability to work on a W2 basis.
- Opportunity to work in a leading financial services organization.
- Temporary position with the potential for professional growth and networking.
- Collaborative and innovative work environment in New York.
If you're ready to take on this exciting opportunity as a Regulatory Project Manager SEC in the financial services industry, we encourage you to apply today!
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.