San Francisco, CA, New York, NY, Houston, TX, Chicago, IL
A premier global investment banking and wealth management firm is seeking two high-performing Financial Advisors to join our expanding advisory teams in the San Francisco, New York, Houston, and Chicago markets.
This is an opportunity to align with a world-class organization known for sophisticated wealth strategies, elite client service, institutional-level resources, and an exceptional advisor support platform.
We are seeking entrepreneurial professionals with proven success serving high-net-worth individuals and families who are ready to elevate their practice, increase earnings potential, and build long-term enterprise value.
Two Distinct Career Paths
1. Advisor Development Track
Partner with a Seasoned Senior Advisor
Ideal for advisors looking to accelerate growth through mentorship, advanced planning exposure, and institutional support.
Compensation
Base Salary: $75,000–$90,000
Performance Bonuses
Total Compensation Potential: Up to $250,000+ annually
What You’ll Gain
Direct mentorship from a senior advisor
Hands-on development with high-net-worth clientele
Structured growth and career advancement
Access to sophisticated planning strategies and proprietary tools
2. Independent Advisor Channel
Build Your Practice with Full Institutional Support
Designed for experienced advisors seeking greater autonomy, significantly higher payout structures, and long-term practice scalability.
Compensation
80%–85% Commission Payout
Total Compensation Potential: $325,000–$450,000+ annually
Firm Support Includes
Dedicated support staff
Marketing and branding support
Advanced training and development
State-of-the-art technology and practice management tools
E&O insurance coverage
Travel expense reimbursement
Full operational infrastructure
Why Advisors Join Our Firm
We believe exceptional advisors deserve exceptional support.
Benefits & Advantages
Outstanding collaborative culture
Elite wealth management platform
Cutting-edge technology and planning tools
Competitive compensation structure
Uncapped monthly bonus opportunities
Comprehensive benefits package including:
Health insurance
Retirement benefits
Life insurance
Long-term disability coverage
Superior succession and retirement transition strategies
Long-term career growth and leadership opportunities
Ongoing coaching, mentorship, and professional development
Requirements
Minimum Qualifications
3–5 years of financial advisory experience
Demonstrated success working with high-net-worth clients
Existing book of business with approximately $10M–$50M in AUM
FINRA Series 7 License
Series 63 or 66
Series 65 or 66
Active State Insurance Licenses:
Health
Life
Variable Products
Required Qualifications:
Four-year college degree or equivalent experience
Legally authorized to work in the United States without sponsorship
Entrepreneurial mindset with strong business development capabilities
Desire to grow within a coaching and peer-learning environment
Proven track record of consistent production and client retention
Strong interpersonal, relationship-building, and communication skills
Ideal Candidate Profile
You are a relationship-driven advisor who thrives in a performance-oriented environment and wants access to institutional-quality resources without sacrificing entrepreneurial freedom.
You value:
Growth
Independence
Elite client experiences
Long-term wealth creation
Collaborative excellence
Building a lasting advisory business
Apply Today
If you are ready to take your advisory career to the next level with the support of a top-tier investment banking and wealth management platform, we encourage you to apply confidentially today. Send resume and LinkedIn profile to: shawnspaldingrecruitment@gmail.com