Compliance Specialist V

Mindlance

Chicago, IL

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JOB DETAILS

SKILLS

Analysis Skills, Artificial Intelligence (AI), Automation, Campaigns, Change Management, Design Evaluation, Detail Oriented, Document Management, Documentation, Emerging Technology, Financial Systems, Industry Standards, Information Technology & Information Systems, Information Technology/Systems Audit, Information/Data Security (InfoSec), Internal Audit, Internet Security, Maintain Compliance, Metrics, Multitasking, Operations Processes, Operations Security (OPSEC), Process Improvement, Progress Reports, Project/Program Management, Quality Assurance Methodology, Quality Metrics, Regulations, Regulatory Compliance, Risk Analysis, Risk Management, Sarbanes-Oxley Act (SOX), ServiceNow, System Operations, Test Automation, Test Plan/Schedule, Test Requirements, Testing, Time Management, Validation Testing

LOCATION

Chicago, IL

POSTED

17 days ago

Summary
We are seeking a highly motivated and detail-oriented Senior Compliance Analyst to support and execute compliance activities across regulatory and technology control environments. This role is responsible for ensuring adherence to key regulatory, operational, and security requirements through control testing, documentation, access governance, and independent execution of compliance initiatives.
The ideal candidate will have strong experience in SOX compliance, IT General Controls (ITGCs), IT Application Controls (ITACs), AOSSP, SWIFT compliance activities, access management, and the ability to independently manage multiple priorities in a fast-paced environment.
Key Responsibilities
Execute and support compliance programs to ensure adherence to regulatory, security, and internal control requirements.
Perform SOX ITGC and ITAC testing, including access management, change management, system operations, automated controls, and key application controls.
Support and coordinate AOSSP compliance activities, assessments, evidence collection, and remediation tracking.
Support SWIFT-related compliance activities, testing, and documentation requirements.
Develop, document, and execute detailed test plans, testing procedures, and validation activities.
Evaluate control design and operating effectiveness, identify gaps, and document findings and remediation requirements.
Coordinate and manage user access review campaigns and certification activities across multiple systems and applications.
Track compliance activities, remediation efforts, testing status, audit issues, and action items through completion using defined metrics, reporting standards, and prescribed timelines.
Support automation of control testing activities and implementation of Continuous Control Monitoring (CCM) capabilities where applicable.
Leverage AI and emerging technologies to improve testing processes, evidence collection, reporting, and operational efficiency.
Identify opportunities to improve compliance processes, automation, reporting, and operational efficiencies.
Monitor and report progress against compliance milestones, ensuring accountability and timely closure of deliverables.
Work independently with minimal supervision while managing multiple concurrent priorities and deadlines.
Partner with Internal Audit, Information Security, Risk Management, and Technology teams to support audit and regulatory requests.
Maintain accurate compliance documentation, metrics reporting, testing evidence, and audit-ready artifacts.
Identify opportunities to improve compliance processes, automation, reporting, and operational efficiencies.
Required Qualifications
5+ years of experience in IT Compliance, IT Audit, Risk Management, or related areas.
Strong hands-on experience with:
SOX compliance
ITGC and ITAC testing
AOSSP compliance activities
SWIFT compliance activities
Access governance and certification campaigns
Test plan development and execution
Metrics tracking and reporting
Control documentation and evidence review
Demonstrated ability to independently manage projects, remediation efforts, deliverables, and competing priorities simultaneously.
Preferred Qualifications
Experience automating control testing and/or implementing Continuous Control Monitoring (CCM).
Experience leveraging AI and emerging technologies to improve testing processes, compliance reporting, and operational efficiency.
Experience with IAM, cybersecurity, or financial systems environments.
Familiarity with AuditBoard, ServiceNow, Archer, SailPoint, or similar governance/compliance tools.
Understanding of regulatory frameworks and industry standards.
Professional certifications such as CISA, CRISC, CISSP, or CPA are preferred.
Key Skills
SOX Compliance
ITGC Testing
Access Governance
Continuous Control Monitoring (CCM)
Compliance Automation
AI-Enabled Testing Processes
SWIFT Compliance
Risk & Control Assessment
Test Planning & Execution
Audit Support
Compliance Monitoring
Issue Remediation Tracking
Stakeholder Management
Multi-Tasking & Prioritization
Independent Execution

EEO:

“Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”

Compliance Specialist V

Mindlance

Chicago, IL

About the Company

Mindlance

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