Compliance Officer - Testing

Responsibilities include but are not limited to:

• Independently perform Compliance testing Activities for Valley businesses in adherence with regulatory standards, documenting results accurately and ensuring quality and timely execution.
• Support compliance Risk Assessment processes for businesses supported, including performing analysis needed.
• Monitor and follow up on remediation actions arising from testing activities and confirm that corrective action has been effectively implemented.
• Collaborate with Compliance and business stakeholders to provide guidance on Compliance processes, gather information and discuss compliance issues and related opportunities for process improvements.
• Prepare compliance monitoring metrics and provide reports to management, identifying trends or areas requiring further attention.
• Monitor changes in relevant banking regulations.
• Contribute to training and documentation by drafting and updating compliance procedures and training materials.
• Prepare responses for Internal Audit or regulatory examinations and outside agencies, including the OCC and CFPB.
• Update relevant systems (e.g., AuditBoard) with testing workpapers, results, and status updates, ensuring records are organized and accessible for review.