Compliance Analyst

Rausch Sturm

Tempe, AZ

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JOB DETAILS

SKILLS

Analysis Skills, Call Monitoring, Customer Support/Service, Data Collection, Documentation, High School Diploma, Legal, Life Insurance, Lift/Move 25 Pounds, Maintain Compliance, Microsoft Product Family, Policy Development, Procedure Development, Regulatory Reports, Regulatory Requirements

LOCATION

Tempe, AZ

POSTED

1 day ago

Job Summary:

Reporting to the Compliance Director, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible for the compilation of data for client required reporting, regulatory controls and client audit preparation for the compliance deliverables.

Essential Duties and Responsibilities:

This list of duties and responsibilities is not all inclusive and may be expanded to include other duties and responsibilities as management may deem necessary.

Prepares and reviews client required complaint reports
Assists in monitoring resolution rates of consumer complaints
Completes assigned audits and control measures
Completion of assigned call monitoring
Research client and regulatory requirements for process implementation
Drafts policy and procedure documentation
Other responsibilities as assigned

Required Skills/Abilities:

High school diploma (or equivalent) is required; prefer a Bachelor's degree or 1-2 years' experience in a legal profession.

Must be able to manage shifting priorities in a fast-paced, results-driven environment. Individual must be proficient in the Microsoft Suite of products.

Education and Experience:

High school diploma (or equivalent) is required; prefer a Bachelor's degree or 1-2 years' experience in a legal profession.

Physical Requirements:

Prolonged periods of sitting at a desk and working on a computer.
Frequently required to talk or hear, and use hand to type, handle, or touch objects.
Regularly required to stand and walk, and may be required to stoop, bend, or reach above the shoulders.
Must be able to occasionally lift up to 25 pounds at times.
Must be able to access and navigate each department at the organization's facilities.

Work Environment:

This position can be hybrid or remote.

Schedule:

8am to 5pm Monday through Friday with flexibility to meet business needs.

Benefits:

Health Insurance
Dental
Vision
Health Savings Account
401(k) with Company Match
Life Insurance
Short & Long-Term Disability
Paid Time Off (PTO)
Employee Referral Program
Volunteer Time Off
Career Opportunities

Compliance Analyst

Rausch Sturm

Tempe, AZ

About the Company

Rausch Sturm

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