Compliance Analyst
Who We Are: At Farm Bureau Financial Services, our client/members can feel confident knowing their family, home, cars and other property are protected. We value a culture where integrity, teamwork, passion, service, leadership and accountability are at the heart of every decision we make and every action we take. We're proud of our more than 80-year commitment to protecting the livelihoods and futures of our client/members and creating an atmosphere where our employees thrive.
What You'll Do:
We have an exciting opportunity to join our compliance team. In this highly regulated industry, it is critical to find a detail oriented, compliance driven individual to join our team. If you are detail oriented, can maintain confidentiality in all situations and are able to easily adapt to and reprioritize work, we want to hear from you!
In this role, you will focus on monitoring home office and field activity, including reviewing reports that assist management in evaluating agent activity and overall compliance with company policies and procedures, as well as state and federal laws and regulations.
This position is responsible for the administration of the disclosure and email review systems, including daily review of associated persons' disclosures and the assigned email review group. It will work closely with field managers to collect Monthly Correspondence Checklists and annual Manager Checklist Summaries on behalf of the Broker-Dealer and Registered Investment Advisor. This role also assists with the development and implementation of required compliance training for home office and field personnel. In this role, you will need:
What It Takes to Join Our Team: