Career Opportunities at LPL Financial
What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If youre ready to take the next step, discover whats possible with LPL Financial.
Job Overview
This full-time in-office employment opportunity for the Sound CU to support Financial Advisors associated with LPL Financial under our Employee Advisor Model. This role will support advisors within the credit union. This opportunity is an excellent steppingstone to continue to build on your wealth management experience and opportunities to work with multiple internal departments at a growing company.
Responsibilities
• Communicate daily with advisors and clients, taking ownership of inquiries and ensuring timely resolution. • Handle account requests such as transactions, maintenance, and transfers, and provide education on services and technology. • Manage onboarding, maintain accurate records, and collaborate with internal teams to resolve complex issues. • Monitor account activities, support audits, and assist with projects to improve efficiency and reduce costs. • Provide administrative support including scheduling, preparing materials, and maintaining client information.
What Were Looking For
Were looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
Requirements
1+ years of financial industry experience, preferably in wealth management 1+ years in client service with excellent communication skills Some travel to local branches required
Core Competencies
• Strong attention to detail and organizational skills • Effective oral and written communication; able to explain complex information clearly and simply • Outstanding interpersonal skills with the ability to build and foster relationships with clients, coworkers, and internal/external partners • Time management skills with the ability to handle multiple projects and deadlines • Possess strong analytical and problem-solving skills • Self-motivated, driven, and takes initiative
Preferences
• Desire to obtain industry licenses (i.e. SIE, Series 7 and 66) • Strong attention to detail and organizational skills • Effective oral and written communication; able to explain complex information clearly and simply • Outstanding interpersonal skills with the ability to build and foster relationships with clients, coworkers, and internal/external partners • Time management skills with the ability to handle multiple projects and deadlines • Possess strong analytical and problem-solving skills • Self-motivated, driven, and takes initiative • Experience with the Microsoft program suite (Outlook, Word, Excel)
Pay Range
$23.51-$39.18/hour (actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location)
Benefits and Total Rewards
Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home.
Company Overview
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
Why LPL?
• Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. • Limitless Career Potential: Your career at LPL has no limits, only amazing potential. • Unified Mission: We are one team on one mission-taking care of our advisors so they can take care of their clients. • Impactful Work: Our size is just right for you to make a real impact. • Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. • Community Focus: We care for our communities and encourage our employees to do the same.
Benefits and Total Rewards
Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home.
Join LPL Financial
Where Your Potential Meets Opportunity
At LPL Financial, we believe that everyone deserves objective financial guidance. As the nations leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.
Why LPL?
• Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. • Limitless Career Potential: Your career at LPL has no limits, only amazing potential. • Unified Mission: We are one team on one mission-taking care of our advisors so they can take care of their clients. • Impactful Work: Our size is just right for you to make a real impact. • Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. • Community Focus: We care for our communities and encourage our employees to do the same.
Benefits and Total Rewards
Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home.
Join the LPL Team
Help us make a difference by turning lifes aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicants bank or credit card. Should you have any questions regarding the application process, please contact LPLs Human Resources Solutions Center at (855) 575-6947.