Req ID: 78155
Location: Tulsa -TUL
Areas of Interest: Legal
Pay Transparency Salary Range: Not Available
Application Deadline: 06/28/2026
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial.
Bonus Type
Discretionary
Summary
BOK Financial is a leading financial services organization offering comprehensive banking, investment, and wealth management solutions across multiple markets. We focus on long-term performance, strong risk management, and delivering reliable financial expertise to the clients and communities we serve. Our regional strength and diversified business model allow us to grow strategically while maintaining stability and consistency. We remain committed to providing high-quality financial services that support the evolving needs of individuals, businesses, and institutions.
Job Description
We are seeking an Associate Corporate Counsel to join our team. This is a unique opportunity to play a foundational role in shaping legal support for a platform that includes registered investment advisers, mutual funds, and broker-deal operations. The ideal candidate will bring a strong background in Investment Company Act of 1940 ("40 Act") matters, mutual fund regulation, and broker-dealer law, and will thrive in a collaborative, fast-paced environment where practical, business-oriented legal advice is valued.
Team Culture
At BOK Financial, your potential is our priority, with opportunities designed to help you grow. We create an environment where people are trusted, encouraged, and equipped to build meaningful, lasting careers. Our leaders invest in development, offering guidance, connection, and support every step of the way. Here, you'll find a culture focused on what you can achieve-empowering you to grow with purpose and make an impact.
How Youll Spend Your Time
You will provide day-to-day legal support across investment management and brokerage businesses, including:
40 Act registered funds, including open-end mutual funds and related structures
Registered investment adviser (RIA) compliance and operations
Broker-deal regulatory and transactional matters
You will advise on federal securities laws, including the Investment Company Act of 1940, Investment Advisers Act of 1940, and FINRA rules
You will support the development, launch, and ongoing operations of investment products and platforms
You will review and draft a broad range of documents, including:
Fund governance materials (board materials, policies, and procedures)
Advisory, sub-advisory, and distribution agreements
Compliance manuals, disclosures, and client communications
You will partner closely with Compliance, Risk, and business stakeholders on regulatory initiatives and examinations
You will assist in regulatory inquiries, examinations, and responses (SEC, FINRA, state regulators)
You will monitor legal and regulatory developments and proactively advise on impacts to the business
You will contribute to the build-out of legal processes, controls, and best practices for a newly formed legal function
Education & Experience Requirements
Juris Doctor (JD) from an accredited law school and active bar membership in good standing
3-6 years of relevant experience at a law firm and/or in-house legal department
Demonstrated experience with:
40 Act mutual funds and fund governance
Registered investment adviser regulation
Broker-dealer legal and regulatory frameworks
Strong working knowledge of federal securities laws and regulatory structures (SEC, FINRA)
Experience drafting and negotiating investment management-related agreements
Strong analytical and problem-solving skills with a practical, business-oriented mindset
Ability to manage multiple priorities in a fast-paced environment
Excellent written and verbal communication skills
High level of professionalism, judgment, and integrity
Familiarity with regulatory exams and interaction with regulators is a plus
BOK Financial Corporation Group is a stable and financially strong organization that provides excellent training and development to support building the long term careers of employees. With passion, skill and partnership you can make an impact on the success of the bank, customers and your own career!
Apply today and take the first step towards your next career opportunity!
The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.
Please contact recruiting_coordinators@bokf.com with any questions.
We began in 1910 as a regional source of capital for the energy industry; we’ve become one of the strongest, most vibrant financial institutions in the country, fueling economic growth and security across the American Midwest and Southwest. From our roots in Tulsa, Oklahoma, we’ve grown into a leading provider of sophisticated financial solutions to businesses, institutions and individuals across the country.
We are nimble and responsive to changing market and industry conditions, while taking time to build enduring relationships with our clients.
We believe that no financial challenge is too big and no opportunity too small to make an impact. We are guided by our commitment to serving our clients, providing a positive work environment for our employees and making a difference in the communities we serve.