Mutual Fund Attorney
Northwestern Mutual
Milwaukee, WI
Join Northwestern Mutual as a Mutual Fund Attorney:
Shape the Future of Financial Security
Are you a dynamic legal professional ready to make a meaningful impact in the investment products space? Northwestern Mutual’s Law Department is seeking an experienced, independent, and agile attorney to join our Investment Products and Advisory Services Team. You’ll play a pivotal role in supporting our proprietary mutual fund complex—an essential investment option for our variable insurance products—and registered investment adviser clients. This is your opportunity to work at the forefront of financial innovation, collaborating with top compliance experts and business leaders as we transform client experiences nationwide.
What You’ll Do
- Lead and support the preparation of regulatory filings for our mutual funds and registered investment adviser, including registration statements, prospectus supplements, shareholder reports, proxy statements, and more.
- Develop and present materials for quarterly Board meetings, and record minutes for key committees.
- Drive sub-adviser due diligence and onboarding, including contract negotiation and Board communications.
- Analyze and implement SEC rule proposals, advising business partners and serving on strategic project teams.
- Support committees across brokerage, proxy, derivatives, liquidity risk management, and more.
- Contribute to the launch of new mutual funds and the evolution of our investment products.
What We’re Looking For
- 3–5 years of legal experience in mutual funds, investment advisers, and related regulatory filings—gained at a law firm, in-house, the SEC, or a fund services provider.
- Expertise in securities/banking law for variable insurance products, broker-dealers, or OCC-regulated banks is a plus.
- Proven experience with mutual fund Board governance, launching new funds, and changing sub-advisers.
- Juris Doctorate and exemplary academic record; Wisconsin law license (or commitment to obtain within one year) is required.
What Sets You Apart
- Exceptional communication, analytical, and presentation skills.
- Creative, detail-oriented, and comfortable with ambiguity.
- High integrity, ethical standards, and a positive, collaborative attitude.
- Self-motivated, proactive, and able to prioritize multiple tasks effectively.
- Strong problem-solving skills and practical business judgment.
- Flexibility and adaptability to meet evolving business needs.
Why Northwestern Mutual?
- Be part of a diverse, inclusive, and nationally recognized Law Department, with 130+ members from across the country and a culture that values every background and perspective.
- Work in-house on high-impact projects, with minimal reliance on outside counsel and direct engagement in business strategy.
- Competitive compensation, annual bonus eligibility, and opportunities for career growth.
- Join a Fortune 500 leader with $378 billion in assets, $38 billion in revenues, and a legacy of helping millions achieve financial security.
Ready to take your career to the next level? Apply today and help us shape the future of investment products at Northwestern Mutual.
#LI-Hybrid
Compensation Range:
Pay Range - Start:
$126,000.00Pay Range - End:
$234,000.00Geographic Specific Pay Structure:
Structure 110:
Structure 115:
We believe in fairness and transparency. It’s why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you’re living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.
Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!
Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.
Skills
Business Influence (NM) - Expert, Risk Assessment & Identification (NM) - Expert, Policy & Procedure (NM) - Expert, Cross Functional Partnering & Planning (NM) - Expert, Attention to Detail (NM) - Expert, Decision Making (NM) - Expert, Accountability (NM) - Expert, Continuous Improvement (NM) - Expert, Project Management (NM) - Expert
FIND YOUR FUTURE
We’re excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first-class perks, benefits, and our commitment to a culture of belonging.
- Flexible work schedules
- Concierge service
- Comprehensive benefits
- Employee resource groups
About the Company
Northwestern Mutual
Who We Are
What we believe.We believe relationships are built on trust. That our lives and our work matter. And that doing what’s right is good for everyone — our clients, our employees, our financial representatives and our communities.
These beliefs launched our company nearly 160 years ago. Today, they’re just a few of the reasons why people choose to build careers at Northwestern Mutual.
That means we’ll be here for the millions of people who are counting on us—our clients, our employees, our financial representatives and our communities.
We care.We make a positive difference in our communities. Nationally, thousands have benefited from our support of research and programs to fight childhood cancer. Each year, our Foundation, employees and financial representatives donate time, talent and financial support to causes they’re passionate about.
Why Work Here
We’re strong and growing.In a company with such a long and storied history, this may be the most exciting and important time to be a part of Northwestern Mutual. We’re strong, innovative and growing. And we want you to grow with us.
We invest in our people.We provide opportunities for employees to grow themselves, their careers, and, in turn, our business. Movement around the company is encouraged and we help our people build meaningful, long-term careers.
Be part of building our future.We’re expanding our campus in downtown Milwaukee overlooking Lake Michigan. The Northwestern Mutual Tower and Commons will include a state-of-the-art employee Learning Institute, and will feature a natural light-filled, 21st century work environment. This signature development reinforces our commitment to job growth, attracting top talent and drawing new business to Milwaukee.
Enjoy Milwaukee.Located on beautiful Lake Michigan, Milwaukee offers a perfect balance of big city and small town living. Home to Summerfest, the world’s largest music festival, Milwaukee has a thriving music scene, a celebrated annual film festival and vibrant performing arts community. Professional sports teams include the Milwaukee Brewers, Milwaukee Bucks and other major teams. And outdoor family fun is easy here. An extensive urban bike path network links our lakefront parks, beaches and other recreational hotspots.
Our Culture
We are always evolving.At Northwestern Mutual, our employees, and our business, are always evolving. We are agile and continuously learning and improving. We have a work environment that empowers problem solving and encourages innovation—you will make an impact here.
We do what’s right.Our “do-what’s-right” value is pervasive. We ask ourselves: “Is this in the best interest of our clients? Our employees? Our financial representatives?” Acting on this value improves our clients’ experience, and makes Northwestern Mutual a better place to work.
We recognize and develop possibilities in our people.Onsite training and leadership development programs help employees succeed and grow. We also sponsor learning opportunities outside the company to help employees stay current in their fields, network with peers and gain external perspective.
Diversity makes us better.We believe diversity and inclusion cultivate creativity, innovation and a better experience for our clients. That’s why we recruit and grow people who bring unique perspectives, ideas, beliefs and cultural backgrounds.