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Financial Services Supervision Principal-Social Media & Advertising

Cornerstone

Fort Worth, TX

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JOB DETAILS
SALARY
$85,000–$95,000 Per Year
JOB TYPE
Full-time, Employee
SKILLS
Advertising, Analysis Skills, Communication Skills, Conflict Resolution, External Audit, Federal Laws and Regulations, Finance, Financial Management, Financial Planning, Financial Services, Health Insurance, Internal Audit, Leadership, Life Insurance, Maintain Compliance, Marketing, Procedure Implementation, Process Improvement, Regulatory Compliance, Salesforce.com, Securities and Exchange Commission (SEC), Series 7, Social Media, Social Media Marketing, State Laws and Regulations, Surveillance, Team Player, Work From Home
ADDITIONAL COMPENSATION
plus up to 7% bonus potential
LOCATION
Fort Worth, TX
POSTED
26 days ago

Job Title: Supervision Principal of Financial Advisor Social Media & Communications

Location: Fort Worth, TX

CornerStone Professional Placement is seeking a Social Media Supervision Principal for a direct hire opportunity with a leading financial services organization headquartered in Fort Worth, TX. This is an on-site position offering a great opportunity to support regulatory and compliance initiatives tied to marketing, social media, and digital communications in the financial sector.

 

Responsibilities:

  • Oversee and monitor social media, digital communication, and marketing materials for compliance with brand standards, FINRA, SEC, and federal/state regulations.
  • Supervise and review social media profiles and digital communications for registered representatives.
  • Partner with Legal, Compliance, and Marketing leadership to refine and implement procedures around content and communication reviews.
  • Perform principal-level review and approval of external and internal content.
  • Administer the firm’s social media and website surveillance system including user approvals and decommissions.
  • Train and educate internal teams and field personnel on compliance-related topics and firm policies.
  • Respond to Salesforce case assignments daily.
  • Support internal/external audits and contribute to ongoing process improvement initiatives.
  • Promote a culture of teamwork, trust, and compliance throughout the organization.

 

Requirements:

  • Bachelor’s degree required; relevant industry experience may substitute.
  • 3–5 years of experience in:
  • FINRA and SEC compliance
  • Digital communications and social media supervision
  • Oversight of registered personnel
  • Experience as a Financial Advisor is a plus
  • Licenses required (or ability to obtain within 90 days):
  • FINRA Series 7, 24, and 66
  • Life and Health Insurance license
  • Strong analytical, communication, and conflict resolution skills.
  • Ability to work independently and in a fast-paced, regulated environment.
  • Deep knowledge of compliance manuals and supervisory procedures.
  • Committed to continuous learning and team-oriented collaboration.

 

Compensation and Benefits:

  • Employment Type: Direct Hire
  • Schedule: Hybrid Work Schedule; Monday/Friday Work from Home
  • Location: Fort Worth, TX
  • Salary: Based on experience; competitive
  • Benefits: Comprehensive benefits package available

 

If you are an experienced compliance or supervision professional with a background in digital communications and financial services, we invite you to apply today and take the next step in your career with a company committed to innovation, collaboration, and excellence.

Send your resume to Allison Harrison at allisonh@cornerstonestaffing.com and call 817-635-0500 ext. 162 for immediate consideration.

About the Company

C

Cornerstone