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CAREERBUILDER APPLY

Full Time

Position Purpose: This Compliance Officer position will report directly to the Chief Compliance Officer of Retail and be based in our Birmingham, AL office. The successful candidate will possess strong communication skills, superior writing skills and the...

INTL FCStone

Birmingham, AL, USA

Full Time

The Compliance Officer Americas contributes actively in the development, implementation, training, monitoring and administration of the Global Ethics and Compliance Program to assure compliance with laws, regulations and Company policies on a global basis...

Durham, NC, United States

CAREERBUILDER APPLY

Full Time | Pay: $70,000 - $100,000/year

Robert Half Finance & Accounting, the world's leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more. We pioneered the professional staffing ind...

Baton Rouge, LA, USA

CAREERBUILDER APPLY

Full Time

The Compliance Specialist assists in the administration of the compliance program while supporting the VP, Chief Compliance Officer and Compliance Director to establish and implement an effective compliance program. Please note the required travel down in...

2721 Dobie Dr, Plano, TX, USA

CAREERBUILDER APPLY

Full Time | Pay: $85,000 - $150,000/year

Our Chief Compliance Officer will lead the continuous enhancement and operation of the firm’s current compliance program, ensuring our adherence to all FINRA and SEC rules and regulations. This position serves as a principal consultant to our partners by p...

Northstar Wealth Partners

West Hartford, CT

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CAREERBUILDER APPLY

Full Time

DJO Global, Inc. is a leading global provider of high-quality, orthopedic devices, with a broad range of products used for rehabilitation, pain management and physical therapy. We also develop, manufacture and distribute a broad range of surgical reconstru...

1430 Decision Street, Vista, CA, USA

Full Time

Reporting to the President & CEO, with direct access to the board of trustees, this position is responsible for developing, overseeing and monitoring the organization’s Compliance Program. The ideal candidate must have an executive presence but be appr...

4141 Swenson St, Las Vegas, NV, USA

CAREERBUILDER APPLY

Contractor

Kforce has a client seeking a Compliance Program Manager in Emeryville, CA. Summary: The Research Compliance Program Manager will assist and support the Research Compliance Officer with oversight and monitoring of research compliance functions across the c...

Emeryville, CA, USA

CAREERBUILDER APPLY

Full Time

Responsible for drafting, examining, analyzing, negotiating, revising and tracking contracts that involve the purchase or sale of services or the leasing of equipment and managing the company’s annual report filings, business licenses and registrations and...

Camden, NJ, USA

Full Time

This individual will be responsible for developing and implementing applicable audit methods to ensure compliance with company policies, and evaluation of procedural quality throughout the organization. The candidate will be a key member of the Westlake Co...

Los Angeles, CA, USA

CAREERBUILDER APPLY

Full Time

Our client, a growing Venture Capital Firm, is looking to build out its Compliance Team. The overall objective of the compliance associate is to help oversee compliance related to the 5 Venture Capital Funds that the firm is actively investing in. Reportin...

Menlo Park, CA, USA

CAREERBUILDER APPLY

Full Time

A Kforce client is seeking a Senior Compliance Analyst in Santa Ana, California (CA). Essential Functions: Subject Matter Expert in legal, regulatory, fiduciary, and compliance requirements Monitors and interprets legal, regulatory and policy changes affec...

Santa Ana, CA, USA

CAREERBUILDER APPLY

Full Time

To apply, please send your resume with the email title ' 17-541 Compliance Specialist ' to: resumes@wafd.com or 425 Pike Street, Seattle, WA 98101, Attn: Human Resources. Application documents should be in .docx or .odf format. Washington Federal promotes...

Seattle, WA, USA

CAREERBUILDER APPLY

Full Time

For more information and consideration please contact Lisa Friedrich at 415 434 1900 or Lisa.Friedrich@roberthalf.com Our client is a well-known venture capital firm with over $4.5 billion AUM and a strong focus on technology startups. In this position you...

Menlo Park, CA, USA

CAREERBUILDER APPLY

Full Time

Provide leadership and operational responsibility for Enterprise Compliance Program under the direction of the Compliance Officers. This program is r eq u i r e d by t he g o v e r n m ent and ap p r o v ed by our B oa r d o f D ir e c t o r s r e a f f ir...

6633 Delmar Blvd, University City, MO, USA

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CAREERBUILDER APPLY

Full Time

BSA Compliance Assistant will work under the direction of the BSA Officer to ensure that the bank meets its regulatory responsibilities. Assures compliance with all Bank policies and procedures, as well as, all state and federal banking regulations....

Parke Bank

Sewell, Mantua Township, NJ, USA

CAREERBUILDER APPLY

Full Time

American Express Financial Intelligence Unit (FIU) has a comprehensive screening process to identify all potential and existing account relationships with Sanctioned Persons & Entities and Politically Exposed Persons (PEPs), which is conducted by the F...

Phoenix, AZ, USA

CAREERBUILDER APPLY

Full Time

The Compliance Manager, Consumer Finance is responsible for managing the day- to- day tasks for US Auto’s Compliance department personnel and overseeing the maintenance of the Compliance Management System (CMS)....

Duluth, GA, USA

CAREERBUILDER APPLY

Full Time

To Ensure a compliant contracting process for R&D Operations including compliance with Sunshine Act requirement, Trial Master Files requirements, contract repository and applicable reporting requirements as well as internal client Healthcare Compliance...

Titusville, NJ, USA

Full Time

Responsible for the leadership of the Reg B Team and the review and audit of forms, disclosures, and other documents to validate information and ensure compliance applicable to HMDA, Regulation B, RESPA and FCRA. Duties include compiling appropriate inform...

2350 Green Rd, Ann Arbor, MI, USA

Full Time

The US Investment Banking Compliance Manager plays a vital role in building and cultivating a culture of compliance among our Investment Banking staff as well as supporting a productive partnership with Baird's Compliance department. These activities are u...

777 East Wisconsin Avenue, Milwaukee, WI, USA

CAREERBUILDER APPLY

Full Time

The IT Compliance Leader is responsible for overseeing and managing the Information Technology, Customer Service and Direct Billing compliance programs specifically around HIPAA/HITECH, Sarbanes Oxley and patient privacy. This person works in close conjunc...

San Francisco, CA, USA

Full Time

PCG is seeking highly motivated and dependable Provider Management Specialist with an interest in public service to be part of the State of Ohio Home and Community-Based Services (HCBS) Provider Oversight team. This position entails compliance review visit...

Cincinnati, OH, USA

Full Time

The Compliance Assurance Specialist performs monitoring and testing to ensure that consumer impacting business units are in compliance with applicable consumer laws and regulations Job Responsibilities: Establish the scope, objectives, sampling methodology...

Troy, MI, USA

CAREERBUILDER APPLY

Contractor

KellyMitchell matches the best IT and business talent with premier organizations nationwide. Our clients, ranging from Fortune 500 corporations to rapidly growing high-tech companies, are exceptionally served by our 1500+ IT and business consultants. Our i...

Lexington, MA, USA

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