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  • 37 West Broad Street
    Columbus, OH 43215

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Quality Control Specialist

Huntington National Bank • Columbus, OH

Posted 5 days ago

Job Snapshot

Other Great Industries
Banking, Accounting, Finance

Job Description

Huntington Investment Company -


Control Specialist



Control Specialist pays a critical role in the successful execution of the firm's documentation review requirements. The QC Specialist will work within an established workflow to review and provide timely feedback to investment representatives regarding submitted items. The position is the first interaction with the field when establishing or updating an account, therefore the ability to consistently provide a high quality review is required.


  • Review, monitors, and reports on adherence to investment documentation policies and regulatory requirements related to new accounts and additions.
  • Work within established Service Level Agreements in a high volume review queue.
  • Responsible for identifying and disclosing paperwork non-compliance errors and missing documentation.
  • Communicates effectively with investment colleagues regarding necessary corrections.
  • Interfaces with National Financial (clearing partner) to resolve issues related to account documentation.

Basic Qualifications:

  • High School Diploma or equivalent
  • Minimum of 1 year of experience in an Investment/Brokerage Operations role
  • FINRA Licensing (Series 6 or 7) or ability to obtain within 6 months of hire

Preferred Qualifications


  • Bachelor's Degree
  • Insurance Licensing
  • Document


    Control experience
EEO/AA Employer/Minority/Female/Disability/Veteran/Sexual Orientation/Gender Identity Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details. Huntington does not accept solicitation from Third Party Recruiters for any position.
Job ID: 5000429230906
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