Skip navigation
Unable to save this job. Please try again later.


Email this Job to Yourself or a Friend

To begin the application process, please enter your email address.

Company Contact Info

Already have an account?

Sign in to apply with your saved resumes.

New to CareerBuilder?

Don't have an account? Continue as a guest!

Sorry, we cannot save or unsave this job right now.

Report this Job

Trust and Site Security Team.

Don't miss out on new jobs!

Get the latest Contract Analyst jobs in New York, NY delivered directly to your inbox. You can unsubscribe at any time.

Saving Your Job Alert

Job Alert Saved!

Could not save Job Alert!

You have too many Job Alerts!

This email address has reached the maximum of 5 email alerts. To create a new alert, you will need to log into your email and unsubscribe from at least one.

Sign Up

or   Sign In Here
Password Must Contain
8 to 15 characters
1 uppercase letter
1 number or symbol
1 lowercase letter
Create an Account with CareerBuilder to save jobs & unlock these great features
See similar job titles and skills to help you make your next move
Upload a resume and become visible to Hiring Managers and Employers
Compare Salary Information to see where you stand amongst your peers
Easily Quick Apply to jobs with just one click!

Email Send Failed!

Internal Controls SOX Auditor (4+ Month Contract)

Career Developers, Inc. • New York, NY

Posted 16 days ago

Job Snapshot

Experience - 4 to 6 years
Degree - 4 Year Degree
Banking - Financial Services
Information Technology


How Do You Compare to the Competition?

Get facts about other applicants with a CareerBuilder Account

Job Description

Sr. Internal Control Analyst (4-6 month contract)
Location: Manhattan, NY
Rate: OPEN


Group/Division: Risk Management/Compliance

Education— Bachelors Degree in Accounting, 4 – 6 years auditing experience, CPA a plus but not necessarily required.


  • General accounting and internal auditing skills;
  • Ability to identify and test the design and operating effectiveness of SOX 404 ICFR, ITGC, and ELC;
  • Ability to execute SOX 404 test plans against financial statement assertions;
  • Ability to evaluate and test operational controls;
  • Ability to investigate and evaluate Compliance, Regulatory and Operational risk issues;
  • Ability to run database applications and compliance/operational risk models;
  • PC skills including Microsoft Office, Microsoft Project, Visio, and Access.


  • Experience working in Internal Audit, Risk Management (Operational Risk) or Compliance areas.
  • Working knowledge of internal control methodologies (including testing), FASB pronouncements banking regulations, (e.g. the FHLBank Act, FHFB regulations, Sarbanes Oxley, the Patriot Act, BSA, Operational Risk Management and others as required).

Reporting Relationship:

  • Reports to the Director of Compliance

Job Requirements

SOX 404 Key Control Testing; operational control testing; and operational incident investigation and assessment.

Essential Duties:

  • Test SOX 404 Key controls regarding the adequacy of coverage for the top five processes that cover upwards of 90% of the balance sheet including advances, funding, derivatives, investments, and financial reporting.
  • Test SOX key controls regarding the adequacy of coverage for the bottom 10% of the balance sheet and income statement.
  • Assist in the design key control test plans that address financial statement assertions including existence and occurrence, completeness, valuation and allocation rights and obligations and presentation and disclosure.
  • Investigate and assess operational incidents as assigned and track and test remediation as required.
  • Collaborate and assist the Operational Risk Department in performing operational risk assessments related to new products and developing process flows in accordance with the 2013 COSO integrated control methodologies.
  • Ensure the Bank's internal and system-wide operational loss data bases are up to date with complete and accurate information.
  • Assist in the preparation of the Annual Compliance Risk Assessment, the Annual AML Risk Assessment and the Annual Review and Conformance Report.
  • Keep abreast of and track regulatory issues as they arise and track and provide status reports as required.

Other Duties:

  • Assist in the coordination of live or web-based bank-wide compliance training programs.
  • Attend compliance and operational risk -related industry functions in order to keep abreast of industry best practices.
  • Plan, implement and manage projects as assigned by the Director of Compliance and analyze results whenever appropriate.
  • Liaise with the Operational Risk Group and provide assistance as needed with issues including the Annual Risk Assessment, KRIs and KPIs.

Key Relationships:
A. Internal:
Bank officers, managers and supervisors, the Operational Risk and Financial Accounting, and the Internal Audit Departments.

B. External:
External Auditor

Job ID: 18-00156-TY
Help us improve CareerBuilder by providing feedback about this job: Report this Job.
For your privacy and protection, when applying to a job online, never give your social security number to a prospective employer, provide credit card or bank account information, or perform any sort of monetary transaction. Learn more.
By applying to a job using CareerBuilder you are agreeing to comply with and be subject to the CareerBuilder Terms and Conditions for use of our website. To use our website, you must agree with the Terms and Conditions and both meet and comply with their provisions.
Don't miss out on new jobs like this
Get the latest jobs delivered to your inbox. Unsubscribe at any time.

Saving Your Job Alert

Job Alert Created

Well, this is embarrassing. We are having trouble saving your search. You can try again or come back at a later time.

Maximum Email Alerts

This email address has reached the maximum of 5 email alerts. To create a new alert, you will need to log into your email and unsubscribe from at least one.