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Director, Internal Audit (Broker Dealer)

Confidential New York Full-Time
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Director, Internal Audit (Broker Dealer)


Required Skills:


Qualified candidate will have a BA/BS degree in Accounting, Business,  or other related field, a minimum of 10 years business experience, of which 5 are auditing along with internal auditing and operational experience a must.  Demonstrated ability to manage staff and projects a must.

Job Description:

We are currently seeking a Director to manage the Internal Audit function within. This includes all aspects of managing the department, including staff supervision and development, facilitating the institutional risk assessment process, creating and managing the annual audit plan, monitoring audits, interfacing regularly with senior management and generally assuring that the audit function is effective and conforms to industry best practices. Will conduct AML reviews.


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*See Above

Skills required

Conduct Inspection
Internal Controls
Internal Auditing
Audit Planning
Auditing Standards


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Director, Internal Audit (Broker Dealer)
Estimated Salary: $81K
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Job ID: SB062119CB


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