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Senior Business Risk Analyst
RBC Wealth Management Minneapolis, MN (Onsite) Full-Time
Come Work with Us!At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.Job TitleSenior Business Risk AnalystJob DescriptionWhat is the opportunity?The purpose of this role is to support Wealth Management U.S. (WM-U.S.) business risk processes and initiatives in accordance with Enterprise, regulatory, industry and business requirements and needs. The Senior Business Risk Analyst will be responsible for executing duties by working closely with the business (e.g., front office, products & services), business support units (e.g., Legal, Compliance), Group Risk Management (GRM), and other local and Enterprise business and risk groups as needed.What will you do?Coordinate WM-U.S. risk governance committees, including Product Risk Review Committee, DOL Self-Correction and Annual Retrospective Review Oversight Committee, and Conflicts of Interest Committee. Assist committee chairs with calendars, agendas, and minutes; assist business partners and presenters with presentations, risk assessments, and other meeting materials; and perform other duties with respect to committee business.Drive continued development of WM-U.S. control management program in accordance with Enterprise Internal Control Management Policy (ICMP) requirements, including maintaining firm's control inventory by identifying and documenting new controls and updating existing controls and control language, as well as performing design effectiveness and operating effectiveness assessments for key controls as needed.Partner closely with business partners and Compliance to execute the firm's Regulatory Compliance Management (RCM) program to help mitigate WM-U.S. regulatory compliance risk. Support business and Compliance with respect to annual RCM risk assessment process; support business partners with respect to open regulatory compliance issues and action plans.Drive continued development of WM-U.S. policy exception management program in accordance with firm policy, including managing policy exception requests, maintaining policy exception information, performing policy exception reporting, reviewing certain policy exceptions and policy exception requests, and helping to develop and launch firm policy exception review process.Perform ad hoc duties and initiatives related to other areas of business risk, including policy management and disclosures management.What do you need to succeed?Must-haveBachelor's degree, or equivalent experience5-7 years of experience in operational risk, compliance, or legal within wealth management, financial services, or comparable businessDemonstrated high proficiency in organizational skills, including the ability to build consensus, influence, and drive coordination, communication, negotiation, and projects across businesses and platforms to achieve expected resultsStrong problem solving and analytical capabilitiesExcellent oral, written, and presentation communication skillsStrong interpersonal skills and diplomatic approach to encourage action and obtain information effectivelyAction oriented and takes initiative properlyDemonstrated ability to be effective in new, ambiguous, unfamiliar situations with limited directionHighly organized, flexible and excel at prioritizing and meeting deadlinesStrong Microsoft Office skills (e.g. Word, Excel, and Power Point)Strong team orientation with focus on team successNice-to-haveSeries 7 and 66 exams or willingness to obtainJD, MBA or other advanced degreeThorough knowledge of wealth management products and services, processes, and organizationWhat's in it for you?We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicableLeaders who support your development through coaching and managing opportunitiesAbility to make a difference and lasting impactWork in a dynamic, collaborative, progressive, and high-performing teamFlexible work/life balance optionsOpportunities to do challenging workOpportunities to take on progressively greater accountabilities Access to a variety of job opportunities across businessJob SummaryThe purpose of this position is to support Wealth Management U.S. (WM-U.S.) business risk processes and initiatives in accordance with Enterprise, regulatory, industry and business requirements and needs. The Senior Business Risk Analyst will be responsible for executing duties by working closely with the business (e.g., front office, products & services), business support units (e.g., Legal, Compliance), Group Risk Management (GRM), and other local and Enterprise business and risk groups as needed.Address:Minneapolis, Minnesota, United States of AmericaCity:USA-MN-MINNEAPOLISCountry:United States of AmericaWork hours/week:40Employment Type:Full timePlatform:Wealth ManagementJob Type:RegularPay Type:SalariedPosted Date:2023-03-13Application Deadline:2023-04-30Inclusion and Equal Opportunity EmploymentAt RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.Join our Talent CommunityStay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.PDN-98aea14a-623f-405b-b63e-038cad149825
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