US
0 suggestions are available, use up and down arrow to navigate them
Regulatory Compliance Director - (Fai...

Apply to this job.

Think you're the perfect candidate?

Regulatory Compliance Director - (Fair Banking) Financial Services

CliftonLarsonAllen LLP Fort Worth, TX (Onsite) Full-Time
Regulatory Compliance Director - Financial Services

CLA is a top 10 national professional services firm where our purpose is to create opportunities every day, for our clients, our people, and our communities through industry-focused wealth advisory, digital, audit, tax, consulting, and outsourcing services. Even with more than 8,500 people, 130 U.S. locations, and a global reach, we promise to know you and help you.


CLA is dedicated to building a culture that invites different beliefs and perspectives to the table, so we can truly know and help our clients, communities, and each other.


Our Perks:



  • Flexible PTO (designed to offer flexible time away for you!)

  • Up to 12 weeks paid parental leave

  • Paid Volunteer Time Off

  • Mental health coverage

  • Quarterly Wellness stipend

  • Fertility benefits

  • Complete list of benefits here


An exciting job opportunity is available in CLA's Financial Services Group on the Regulatory Compliance team. We are seeking a director to lead, plan, and oversee the fair banking compliance outsourcing projects, with a specific emphasis on fair lending, CRA, and UDAAP.


How you'll create opportunities in this role:



  • Development of programs and training for fair lending, CRA, and UDAAP consulting product lines.

  • Development of risk assessments, testing plans, and scopes for fair banking compliance engagements.

  • Work with clients and FS staff to determine engagement/relationship objectives, develop budgets, and coordinate resources to meet objectives.

  • Develop an understanding of the client's business activities, processes, and associated risks.

  • Assist with proposals for new business opportunities in compliance, training, and related special projects.

  • Coordinate timely completion of fieldwork and oversee work of assigned staff members.

  • Prepare and/or review compliance reports.

  • Work with other Managers, Directors, and clients to address compliance issues.

  • Keep up to date with the latest industry developments on fair banking through ongoing formal and self-education.

  • Provide ongoing technical assistance support to clients.

  • Assist in the oversight and completion of other engagements/special projects or duties as assigned.


What you will need:



  • Bachelor’s degree or equivalent work experience

  • 6+ years of fair lending, CRA and UDAAP compliance experience

  • CRCM, or other compliance certification, a plus

  • Strong knowledge of the financial services industry, controls and processes; prior financial services industry experience and/or regulatory experience a plus

  • Strong understanding of fair lending, CRA and UDAAP concepts

  • Demonstrated track record of leading fieldwork for compliance testing

  • Ability to lead and develop staff and complete assignments within required time constraints and deadlines

  • Ability to travel


CLA is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, disability status, protected veteran status, national origin, or any other characteristic protected by law.


#J-18808-Ljbffr

Recommended Skills

  • Auditing
  • Certified Regulatory Compliance Manager
  • Conformance Testing
  • Finance
  • Financial Management
  • Leadership

Apply to this job.

Think you're the perfect candidate?

Help us improve CareerBuilder by providing feedback about this job: Report this job

Job ID: len00g7

CareerBuilder TIP

For your privacy and protection, when applying to a job online, never give your social security number to a prospective employer, provide credit card or bank account information, or perform any sort of monetary transaction. Learn more.

By applying to a job using CareerBuilder you are agreeing to comply with and be subject to the CareerBuilder Terms and Conditions for use of our website. To use our website, you must agree with the Terms and Conditions and both meet and comply with their provisions.