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Internal Controls Analyst

Kforce Finance and Accounting New York Full-Time
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Kforce's client a financial services firm in NYC seeks an Internal Control Analyst. Responsible for:
  • Test SOX 404 Key controls regarding the adequacy of coverage for the top five processes that cover upwards of 90% of the balance sheet including advances, funding, derivatives, investments, and financial reporting
  • Test SOX key controls regarding the adequacy of coverage for the bottom 10% of the balance sheet income statement
  • Assist in the design key control test plans that address financial statement assertions including existence and occurrence, completeness, valuation and allocation rights and obligations and presentation and disclosure
  • * Investigate and assess operational incidents as assigned and track and test remediation as required
  • Ensure the bank's internal and System-wide operational loss data base is up to date and backfill incidents as required
  • Assist in the preparation of the Annual Compliance Risk Assessment
  • Keep abreast of and track regulatory issues as they arise and track and provide status reports as required
  • Assist in the preparation for annual regulatory examinations
  • Assist in the coordination of live or web-based bank-wide compliance training programs
  • Attend compliance and operational risk -related industry functions in order to keep abreast of industry best practices
  • Plan, implement and manage projects as assigned by the Director of Compliance and analyze results whenever appropriate


  • Bachelor's degree or equivalent in Accounting
  • 2 -4 years auditing experience
  • CPA a plus but not necessarily required
  • General accounting and internal auditing skills
  • Ability to identify and test the design and operating effectiveness of SOX 404 ICFR, ITGC and ELC
  • Ability to execute SOX 404 test plans against financial statement assertions
  • Ability to evaluate and test operational controls
  • Ability to investigate and evaluate Compliance, Regulatory and Operational risk issues
  • Ability to run data base applications and compliance/operational risk models
  • PC skills including Microsoft Office and Access
  • Experience working in Internal Audit, Risk Management or Compliance areas
  • Working knowledge of internal control methodologies (including testing), FASB pronouncements banking regulations, (e.g. the FHL Bank Act, FHFB regulations, Sarbanes Oxley, the Patriot Act, BSA, and others as required)
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.

Skills required

Due Diligence
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Job ID: FAAQG1746379


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Kforce is a professional staffing and solutions firm specializing in the finance and accounting functional areas of general accounting, audit services, SEC reporting, periodic financial close and tax preparation support. From CFOs and controllers with Big 4 experience to entry level transactional accounting positions, Kforce has been matching job seekers and employers since 1962. We are committed to “Great People = Great Results” and offer exciting job opportunities with top finance and accounting companies across the United States. Kforce continues to look for experienced finance and accounting professionals to join our team of great people! 

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