Compliance Monitoring and Testing Consultant

The Compliance Monitoring & Testing Analyst will be responsible for ensuring that the bank adheres to regulatory requirements and internal policies through effective monitoring and testing procedures. This role is located in Manhattan and the schedule is hybrid, 3 days in office.

Client Details

A leading financial institution located in the heart of Midtown Manhattan, dedicated to providing exceptional banking services and solutions to our clients. We are committed to maintaining the highest standards of regulatory compliance and ethical conduct in all our operations. As part of our ongoing commitment to excellence, we are seeking a skilled and motivated Compliance Monitoring & Testing Analyst to join our dynamic team.

Description

• Continuously monitor the bank's operations and activities to ensure compliance with federal, state, and industry regulations. Identify and assess areas of potential risk and develop strategies to address them.

• Design and execute compliance testing procedures to evaluate the effectiveness of internal controls and regulatory adherence. Analyze test results and prepare detailed reports on findings.

• Stay up-to-date with changes in regulatory requirements and industry best practices. Provide guidance on the implications of regulatory changes and recommend necessary updates to internal policies and procedures.

Profile

• Bachelor's degree in Finance, Accounting, Business Administration, or a related field. A relevant certification (e.g., Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA)) is a plus.

• Proven experience (3+ years) in compliance monitoring, testing, or a related field within the financial services industry, preferably in a retail banking environment.

• Strong understanding of banking regulations, compliance requirements, and risk management practices.

• Excellent analytic skills with the ability to interpret complex regulations and assess their impact on operations.

Job Offer

• Competitive salary and performance-based bonuses.
• Comprehensive health, dental, and vision insurance.
• Professional development opportunities and career growth.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.