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Compliance Officer/Risk Manager at Randstad USA

Compliance Officer/Risk Manager

Randstad USA South Jordan, UT Contractor
$38.70/ hour
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job summary:

Our Client is Hiring!

Description:

Key responsibilities include:

- Independently review, challenge and support risk management activities.

- Become familiar with all operational activities of the department, aiding in the ability to identify process and control weaknesses.

- Identify operational risks and emerging trends through analysis of assessment results, key risk indicators and risk event data. Escalate material operational risk issues and incidents to relevant functional management and/or the relevant committees as appropriate. Evaluate the effectiveness of risk mitigation projects and corrective actions.

- Facilitate the Risk & Control Self-Assessment (RCSA) process.

- Coordinate, organize and facilitate the risk trends happening across the respective Business Unit.

- In response to material risk events, whether internal or external, conduct independent Deep Dive reviews and assessments to determine root cause(s), assess control environment, escalate issues and identify/monitor remedial actions to mitigate against the risk of future losses.

- Support reporting and monitoring of metrics and Key Risk Indicators (KRI) at the product line and divisional levels; continuously improve existing body of KRI and related reporting.

- Consult with internal groups such as Firm Operational Risk, Enterprise Operational Risk Control, Compliance, Legal, and other Operations teams on matters related to risk controls, self-assessments, incidents and infrastructure projects.

- Participate in topical or ad-hoc risk/control projects, as needed.

Skills

- 5-7 years financial services experience in control function such as op risk, compliance, or audit

- Some level of understanding of Wealth Management Operations; Knowledge of Tax Operations is a plus

- Ability to manage multiple priorities and deliver to established time frames

- Exceptional analytical skills

- Ability to assert and influence across all organizational levels

- Excellent writing and verbal communication skills; presentation skills

- Strong, interpersonal and communication skills

- Bachelor's degree or equivalent in related field

 

location: South Jordan, Utah

job type: Contract

work hours: 8 to 5

education: Bachelor's degree

experience: 5 Years

 

responsibilities:

Key responsibilities include:

- Independently review, challenge and support risk management activities.

- Become familiar with all operational activities of the department, aiding in the ability to identify process and control weaknesses.

- Identify operational risks and emerging trends through analysis of assessment results, key risk indicators and risk event data. Escalate material operational risk issues and incidents to relevant functional management and/or the relevant committees as appropriate. Evaluate the effectiveness of risk mitigation projects and corrective actions.

- Facilitate the Risk & Control Self-Assessment (RCSA) process.

- Coordinate, organize and facilitate the risk trends happening across the respective Business Unit.

- In response to material risk events, whether internal or external, conduct independent Deep Dive reviews and assessments to determine root cause(s), assess control environment, escalate issues and identify/monitor remedial actions to mitigate against the risk of future losses.

- Support reporting and monitoring of metrics and Key Risk Indicators (KRI) at the product line and divisional levels; continuously improve existing body of KRI and related reporting.

- Consult with internal groups such as Firm Operational Risk, Enterprise Operational Risk Control, Compliance, Legal, and other Operations teams on matters related to risk controls, self-assessments, incidents and infrastructure projects.

- Participate in topical or ad-hoc risk/control projects, as needed.

 

qualifications:

- 5-7 years financial services experience in control function such as op risk, compliance, or audit

- Some level of understanding of Wealth Management Operations; Knowledge of Tax Operations is a plus

- Ability to manage multiple priorities and deliver to established time frames

- Exceptional analytical skills

- Ability to assert and influence across all organizational levels

- Excellent writing and verbal communication skills; presentation skills

- Strong, interpersonal and communication skills

- Bachelor's degree or equivalent in related field

 

skills: Other

Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

 

Recommended skills

Financial Services
Mitigation
Strategic Business Unit
Operational Risk
Risk Management
Operations
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