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AVP/VP Professional Practices Audit

Michael Page New York Full-Time
$120,000.00 - $130,000.00 / year
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The position is a line management/individual contributor role within the Internal Audit for the Americas function. The position is primarily responsible for MRA and Issue validation across Risk Management including CCAR, Treasury & TPRM business areas. This includes execution of validation for assigned MRAs / issues, including planning, fieldwork, reporting, and issue tracking, validation, and closure.

Client Details

Large investment bank seeking an AVP or VP addition for their professional practices internal audit team

Description

  • Responsible for assisting the Professional Practices Audit Lead in executing the Professional Practices activities.
  • Responsibilities are development and maintenance of the group's policies and Procedures, including the Internal Audit Methodology and other relevant documentation to ensure they are in line with current practice and that they reflect changes to industry standards/regulation, changes in business practices, system enhancements, industry best practices, emerging risks and forward-looking perspective.
  • Implement a robust Quality Assurance and Improvement Program, as well as, other key administrative and management activities of the Internal Audit Group.
  • Responsible for performance of independent QA review of Audits.
  • Responsible for the group's annual planning process, risk assessment process, continuous monitoring process, issue tracking process and tollgate process.
  • Develop regular and ad-hoc internal audit presentations and reports for audit committee, senior management meetings, and Head Office.
  • Administration of technical support aspects related to the system tools used by the Internal Audit group, including the audit work paper tool.

Profile

  • 6-8 years of experience in Internal Audit/professional practice space.
  • Broad knowledge and experience in performing Quality Assurances review for the individual audits.
  • Strong knowledge of International Internal Audit Standards, International Professional Practices Framework, and regulatory guidelines (FRB SR 13-1, OCC Heightened Standards).
  • Advanced skills in Microsoft Windows, Word, Excel, Outlook, Access, Power Point Internet Explorer, and Visio.
  • CIA is required, other relevant certifications are preferred (CPA, CISA)

Job Offer

  • Base salary
  • 401k
  • Bonus potential
  • Competitive PTO policy
  • Health, dental, vision insurance
  • Other benefits included

Responsible for assisting the Professional Practices Audit Lead in executing the Professional Practices activities. Responsibilities are development and maintenance of the group's policies and Procedures, including the Internal Audit Methodology and other relevant documentation to ensure they are in line with current practice and that they reflect changes to industry standards/regulation, changes in business practices, system enhancements, industry best practices, emerging risks and forward-looking perspective. Implement a robust Quality Assurance and Improvement Program, as well as, other key administrative and management activities of the Internal Audit Group. Responsible for performance of independent QA review of Audits. Responsible for the group's annual planning process, risk assessment process, continuous monitoring process, issue tracking process and tollgate process. Develop regular and ad-hoc internal audit presentations and reports for audit committee, senior management meetings, and Head Office. Administration of technical support aspects related to the system tools used by the Internal Audit group, including the audit work paper tool.
Apply to this job.
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Job ID: 1373888

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