Investment Bank Auditor job in New York at Tandym Group

A financial services company located in New York City is actively seeking an experienced and team-oriented professional to join their staff as their new Investment Bank Auditor. In this role, the Investment Bank Auditor leads or participates in day-to-day audit work, including audit planning, fieldwork and reporting, document process flows, identifying risks, assessing controls, and performing audit testing.

Responsibilities



The Investment Bank Auditor will:

• Track and validate closure of internal audit issues and regulatory observations


• Complete business risk assessments and contribute to the annual audit planning process


• Execute audit fieldwork in line with the agreed audit approach


• Draft high quality audit reports articulating control deficiencies, risks, and root cause for review by audit management


• Work on ad hoc projects


• Proactively develop and maintain professional working relationships with colleagues, the business, and respective support areas

• Undergraduate or equivalent degree


• 6+ years of experience out of financial services


• Relevant experience in an Internal Audit role, covering Investment Banking products


• Demonstrated audit knowledge and experience with an understanding of the risks and regulatory requirements relating to Investment Banking


• Proficiency with computer platforms and applications


• Ability to multitask


• Excellent communication skills

• Advanced degree


• CPA or CIA