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Investment Bank Auditor
A financial services company located in New York City is actively seeking an experienced and team-oriented professional to join their staff as their new Investment Bank Auditor. In this role, the Investment Bank Auditor leads or participates in day-to-day audit work, including audit planning, fieldwork and reporting, document process flows, identifying risks, assessing controls, and performing audit testing.
Responsibilities
The Investment Bank Auditor will:
- Track and validate closure of internal audit issues and regulatory observations
- Complete business risk assessments and contribute to the annual audit planning process
- Execute audit fieldwork in line with the agreed audit approach
- Draft high quality audit reports articulating control deficiencies, risks, and root cause for review by audit management
- Work on ad hoc projects
- Proactively develop and maintain professional working relationships with colleagues, the business, and respective support areas
Qualifications
- Undergraduate or equivalent degree
- 6+ years of experience out of financial services
- Relevant experience in an Internal Audit role, covering Investment Banking products
- Demonstrated audit knowledge and experience with an understanding of the risks and regulatory requirements relating to Investment Banking
- Proficiency with computer platforms and applications
- Ability to multitask
- Excellent communication skills
Desired skills
- Advanced degree
- CPA or CIA
Recommended Skills
- Assessments
- Audit Management
- Auditing
- Communication
- Computing Platforms
- Finance
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Job ID: 284488
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