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Investment Bank Auditor job in New York at Tandym Group

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Investment Bank Auditor at Tandym Group

Investment Bank Auditor

Tandym Group New York, NY (On Site) Full-Time
$150,000 - $200,000/Year
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A financial services company located in New York City is actively seeking an experienced and team-oriented professional to join their staff as their new Investment Bank Auditor. In this role, the Investment Bank Auditor leads or participates in day-to-day audit work, including audit planning, fieldwork and reporting, document process flows, identifying risks, assessing controls, and performing audit testing.



Responsibilities



The Investment Bank Auditor will:




  • Track and validate closure of internal audit issues and regulatory observations

  • Complete business risk assessments and contribute to the annual audit planning process

  • Execute audit fieldwork in line with the agreed audit approach

  • Draft high quality audit reports articulating control deficiencies, risks, and root cause for review by audit management

  • Work on ad hoc projects

  • Proactively develop and maintain professional working relationships with colleagues, the business, and respective support areas


Qualifications


  • Undergraduate or equivalent degree

  • 6+ years of experience out of financial services

  • Relevant experience in an Internal Audit role, covering Investment Banking products

  • Demonstrated audit knowledge and experience with an understanding of the risks and regulatory requirements relating to Investment Banking

  • Proficiency with computer platforms and applications

  • Ability to multitask

  • Excellent communication skills


Desired skills


  • Advanced degree

  • CPA or CIA

Recommended Skills

  • Assessments
  • Audit Management
  • Auditing
  • Communication
  • Computing Platforms
  • Finance
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