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Regulatory Reporting Senior Analyst at The Execu | Search Group

Regulatory Reporting Senior Analyst

The Execu | Search Group New York, NY Full-Time
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A financial services company located in New York City is actively seeking a dynamic and hardworking professional to join their staff as their new Regulatory Reporting Senior Analyst. In this role, the Regulatory Reporting Senior Analyst will be responsible for the  preparation of SEC/FINRA regulatory reports for multiple broker dealers.


The Regulatory Reporting Senior Analyst will:
  • Work on projects to assist business in understanding regulatory impact of new products
  • Provide schedules supporting calculations for internal and external auditors
  • Support strategic and tactical projects, including working with Operations to implement upgraded clearance and settlement systems
  • Help implement strategic technology builds and changes in reporting paradigms, including changes in reports as dictated by regulators
  • Bachelor's degree in Accounting
  • 4-7+ years of related experience
  • Series 99
  • 15c3-1 and15c3-3 
  • Public advisory or private experience
  • Ability to multitask
  • Excellent communication skills
Desired skills
  • Series 27

Recommended Skills

  • Reports
  • Operations
  • Multitasking
  • External Auditor
  • Scheduling
  • Paradigms
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