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Investment Assistant I

Investment Assistant I

Job Description


The key responsibilities of this position are to work closely with the assigned Financial Consultants (1-3) to maximize revenue production by conducting marketing activities, serving as the primary liaison between Operations and the Phonebank, promptly responding to all client service requests, scheduling appointments for assigned Financial Consultants, preparing for Audits, and adhering to all FINRA, CCOIS, CFG and state securities regulations on a daily basis. 

Occasionally the incumbent will be responsible for contacting assigned FC's book of business to solidify relationships, coordinate all prospecting and follow-up efforts (telemarketing), serve as client liaison for FC client companies, participate in client enrollment meetings, coordinate and participate in client seminars, follow-up on referrals received from business partners and to provide sales activity reporting.  Travel within assigned geographic location may be required.


Job Requirements


  • Financial services background preferred
  • Excellent interpersonal and written communications skills
  • MS Excel and Outlook experience required
  • Knowledge of PC applications, spreadsheets and word processing
  • Ability to prioritize objectives in a fast-paced environment
  • Bachelor's Degree or equivalent work experience preferred
  • Must be able to obtain FINRA Series 7 license within 120 days
  • FINRA Series6, 63 , 65, LAH helpful
  • 2+ years investment industry experience a plus

Hours and Work Schedule


Hours per Week: 40
Work Schedule: Monday-Friday 8:00AM-5:00PM


Equal Employment Opportunity


It is the policy of CCO Investment Services, Corp. to provide equal employment and advancement opportunities to all colleagues and applicants for employment without regard to race, color, ethnicity, religion, gender, pregnancy/childbirth, age, national origin, sexual orientation, gender identity or expression, disability or perceived disability, genetic information, citizenship, veteran or military status, marital or domestic partner status, or any other category protected by federal, state and/or local laws.

Equal Opportunity Employer – Minority/Women/Disabled/Veteran

Job Snapshot

Employment Type Seasonal/Temp
Job Type Retail
Education 4 Year Degree
Experience Not Specified
Manages Others Not Specified
Industry Other Great Industries
Required Travel Not Specified
Job ID 406211
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Investment Assistant I


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