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Audit Function Manager-Capital Markets

Audit Function Manager-Capital Markets

Job Description


As an Audit Functional Manager you are a member of PNC's Audit Division.  You will be based in Pittsburgh, PA and you will be focused on the Capital Markets business at PNC.  Your Audit responsibilities within the Capital Markets space will include the following: 



Assist the Audit Director in developing the annual audit plan;



Perform the planning for several large, complex audits by: reviewing and approving process flows/narratives of major processes, ensuring identification of risks, assessment of key controls, and development of appropriate testing strategies;



Responsible for the overall execution of assigned audits and ensuring compliance with established standards and protocols;



Evaluate and manage resources to complete the annual audit plan and special projects to assure adequate audit coverage of major risks;



Responsible for personal and team development through enhancement of business knowledge and professional skills;



Involved with the performance evaluation process of several auditors;



Reviewing and approving audit scopes and rationales, and identifying enhancement opportunities by utilizing data analytics;



Reviewing and finalizing reports for the Audit Director to approve;



Ensuring that recommendations provided to resolve issues and risks are realistic;



Evaluate corrective measures taken to address unresolved matters, monitor the client's progress/resolution efforts of high and medium risk issues, and ensure issues are resolved via communication/persuasion;



Perform continuous monitoring and business surveillance activities as well as assist with special projects as assigned by the Audit Director;



Participate in the process of reporting audit results to PNC management;



Develop strong working relationships with clients to ensure a high degree of client satisfaction;



Respond timely to requests from executive and senior management on critical questions and issues;



Communicate audit concerns to client management and provide related advisory/consulting services for new business strategies; and,



Provide ongoing consulting to assist the client with implementation of new systems, new products/services and processes, and the related new/improved controls.





The successful candidate will have the following qualifications:

Bachelor's degree with a major/minor or emphasis in Accounting, Finance or Business is required
Advanced degree (MBA) or professional designation are desirable
8+ years of experience in auditing or line of business, ideally including four years supervisory experience
Knowledge of the Capital Markets space is required (e.g. foreign exchange trading, derivatives trading, fixed income trading, valuation process, back office operations, etc.)



Knowledge of the investment portfolio space and balance sheet risk management is desirable



Exposure to a Sarbanes Oxley controls process is desirable







Job Requirements



Job Snapshot

Employment Type Full-Time
Job Type Accounting
Education None
Experience None
Manages Others No
Relocation No
Industry Banking - Financial Services
Required Travel Not Specified
Job ID 175362BRCBP
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Audit Function Manager-Capital Markets


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