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CareerBuilder Apply Only

Full Time

We are actively seeking a VP of Compliance & Corporate Training to join our team! This position will be responsible for reviewing and monitoring compliance reports related to mortgage lending, as well as evaluating corporate policies and procedures. Th...

Parsippany-Troy Hills, NJ, USA

Full Time

This individual will serve as the Chief Compliance Officer for a business development company (“BDC”) platform within the Private Credit business. The BDC platform is a middle-market debt platform currently with four business development companies that hav...

ExecuNet

New York, NY, USA

3d
3 days ago

Full Time

Develops, implements, and administers all aspects of the Credit Union’s compliance management program to ensure that the Credit Union remains in compliance with all applicable laws, regulations, and internal policies. Oversees the Credit Union's Vendor Man...

Tampa, FL, USA

3d
3 days ago

Full Time

Develops, implements, and administers all aspects of the Credit Union’s compliance management program to ensure that the Credit Union remains in compliance with all applicable laws, regulations, and internal policies. Oversees the Credit Union's Vendor Man...

ExecuNet

Tampa, FL, USA

Full Time

We are actively seeking a VP of Compliance & Corporate Training to join our team! This position will be responsible for reviewing and monitoring compliance reports related to mortgage lending, as well as evaluating corporate policies and procedures. Th...

Mt Laurel, NJ, USA

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Full Time

Global Atlantic Financial Group, through its subsidiaries, offers a broad range of retirement, life and reinsurance products designed to help our customers address financial challenges with confidence. A variety of options help Americans customize a strate...

Global Atlantic

Des Moines, IA, USA

CAREERBUILDER APPLY

Full Time

As part of the National Planning Holdings, Inc. (NPH) network of independent broker/dealers, SII is affiliated with Jackson National Life Insurance Company® (Jackson®). Jackson provides various annuity and institutional products available for purchase thro...

Appleton, WI, USA

3w
3 weeks ago

Full Time

Partner with management in developing compliant policies and procedures specific to their functions and review to ensure compliance while minimizing costs and considering impact to the member. Develop and maintain the credit union’s compliance policies to...

Richmond, VA, USA

3w
3 weeks ago

Full Time

Partner with management in developing compliant policies and procedures specific to their functions and review to ensure compliance while minimizing costs and considering impact to the member. Develop and maintain the credit union’s compliance policies to...

ExecuNet

Richmond, VA, USA

4w
4 weeks ago

Full Time

This individual will lead and oversee the Company’s corporate compliance program and will develop, implement and maintain policies, guidelines and procedures to ensure that the Board of Directors, management and employees understand and adhere to regulator...

ExecuNet

San Francisco, CA, USA

4w
4 weeks ago

Full Time

Manages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Conducts detailed monitoring and testing on behalf of Company, based on annual risk assessment and regulatory requirem...

ExecuNet

King of Prussia, PA, USA

4w
4 weeks ago

Full Time

Reviews incidents and determines privacy impact, works with responsible area on remediation, manages documenting and reporting of incidents with privacy impact; Responsible for working with impacted clients and law enforcement agencies;...

ExecuNet

Pennington, NJ, USA

2w
2 weeks ago

Full Time

The VP, Compliance will lead the development, implementation and maintenance of the Company USA, Inc. Compliance Management Program designed to ensure Company’s commitment to risk management and compliance with applicable Company guidelines and policies, a...

ExecuNet

San Mateo, CA, USA

CAREERBUILDER APPLY
3w
3 weeks ago

Full Time

St. Louis County financial institution is currently hiring an AML Compliance Manager (Program Manager II- AML) on a full-time, direct-hire basis. Job Description: The Program Manager assists the VP, Compliance and AML Officer in the oversight the BSA/AML p...

12400 Olive Blvd #240, St. Louis, MO, USA

Full Time

Experience with money services business (MSB) is required -(for currency transactions for check cashing companies (high risk). Will be the top compliance officer at the bank – there are two other compliance people working there now. Reports to the CFO Job...

Dallas, TX, USA

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CAREERBUILDER APPLY

Full Time | Pay: $120,000 - $130,000/year

Come and join a leading Mental Health / Substance Abuse Third Party Administrator firm based in Southern Alabama. We have a terrific opportunity for Vice President Quality, Assurance and Compliance . This organization has a cohesive team spirit, low staff...

Montgomery, AL, USA

Full Time

Lead Global Core Compliance Control functions, partnering with the Compliance Control team members from around the globe and with the Central Compliance Risk and Control Self Assessment (RCSA) team to ensure a comprehensive and collaborative approach in su...

JPMorgan Chase & Co.

10004 Main St, Briarwood, NY, USA

Full Time

The VP of Security and Compliance reports to the CIo, is a member of the CIo leadership team and serves a key role in Company’s technology leadership, working closely with senior management, business leaders, and the Company community. The VP of Security a...

ExecuNet

Bellevue, WA, USA

Full Time

The Vice President, Chief Compliance Officer (“VPCCO”) will be principally responsible for the development and implementation of the company’s compliance program on a global basis. The VPCCO will report to the Senior Vice President, General Counsel and Sec...

ExecuNet

Billerica, MA, USA

Full Time

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processin...

JPMorgan Chase & Co.

10004 Main St, Briarwood, NY, USA

Full Time

Demonstrates extensive knowledge of, and/or proven record of success in, FINRA and SEC regulations and interpretive guidance and industry setting practices, preferably for a global network of professional services firms, including in the following areas:...

ExecuNet

Chicago, IL, USA

Full Time

Oversee Company’s audit and compliance programs to ensure policy and procedures are compliant with State and Federal banking regulations. Conduct compliance and internal audits and present reports to the audit committee quarterly; develop plans and coordin...

ExecuNet

Minot, ND, USA

Full Time

Lead Global Core Compliance Control functions, partnering with the Compliance Control team members from around the globe and with the Central Compliance Risk and Control Self Assessment (RCSA) team to ensure a comprehensive and collaborative approach in su...

JP Morgan Chase

New York, NY, USA

Full Time

This position is responsible for the administration of franchising agreements, amendments, renewals, and terminations within the residential and commercial real estate brands in the Company. This position will lead the efforts in determining and implementi...

ExecuNet

Madison, NJ, USA

Full Time

and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working...

JPMorgan Chase & Co.

10004 Main St, Briarwood, NY, USA

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