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Deputy Chief Compliance Officer

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Job Snapshot
Location:
New York, NY (map it!Map it! )
Employee Type:
Full-Time
Industry:
Banking - Financial Services
Manages Others:
No
Job Type:
Finance
Education:
Graduate Degree
Experience:
At least 5 year(s)
Post Date:
11/6/2009
Contact Information
Ref ID:
Deputy Chief Compliance Officer
Description

Deputy Chief Compliance Officer

 

A registered investment advisor in NYC is looking for a Deputy Chief Compliance Officer. The successful candidate will have at least 5 years of experience working with a asset management firm. The candidate should have solid experience with the Investment Company Act and Investment Advisers Act of 1940.  

Ability to communicate with senior management is required.

Requirements see above
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